# Market Integrity
Latest news and articles about Market Integrity
Total: 2 articles found
Business
Hong Kong’s Regulatory Iron Fist: SFC Signals Zero Tolerance for Brokerage Compliance Failures
The Hong Kong SFC has launched a major crackdown on brokerage firms following an audit that exposed significant failures in anti-money laundering controls and identity verification. Licensed firms are now required to conduct internal audits as the regulator moves toward a zero-tolerance policy for senior management oversight.
NeMo2026年5月22日 10:23
#Hong Kong#SFC#Anti-Money Laundering
Business
Algorithms and Accountability: Hong Kong’s SFC Escalates War on Rogue Finfluencers
Hong Kong’s SFC is intensifying its crackdown on unlicensed 'finfluencers' through international cooperation and the launch of 'SENSOR,' an AI-powered monitoring system. The regulator has already secured criminal convictions for illegal social media investment advice, signaling a new era of proactive digital market surveillance.
NeMo2026年4月24日 12:58
#Hong Kong SFC#Finfluencers#Financial Regulation